2.2.4 Electrons and holes in semiconductors
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In this section:
2.2.4 Electrons and holes in semiconductors
As pointed out before, semiconductors distinguish themselves from
metals and insulators by the fact that they contain an "almost-empty"
conduction band and an "almost-full" valence band.
This also means that
we will have to deal with the transport of carriers in both bands.
To facilitate
the discussion of the transport in the "almost-full" valence band we will
introduce the concept of holes in a semiconductor. It is important for the reader
to understand that one could deal with only electrons (since these are
the only real particles available in a semiconductor) if one is willing to
keep track of all the electrons in the "almost-full" valence band.
The concepts of holes is introduced based on the notion that it
is a whole lot easier to keep track of the missing particles in
an "almost-full" band, rather than keeping track of the actual electrons
in that band. We will now first explain the concept of a hole and then
point out how the hole concept simplifies the analysis.
Holes are missing electrons. They behave as particles with the
same properties as the electrons would have occupying the same
states except that they carry a positive charge. This definition
is illustrated further with the figure below which presents
the simplified energy band diagram in the presence of an electric field.

band1.gif
Fig.2.2.12 Energy band diagram in the presence of a uniform
electric field. Shown are electrons (red circles) which move
against the field and holes (blue circles) which move in the
direction of the applied field.
A uniform electric field is assumed which causes a constant gradient of the
conduction and valence band edges as well as a constant gradient of the vacuum level.
The gradient of the vacuum level requires some further explaination since the
vacuum level is associated with the potential energy of the electrons outside
the semiconductor. However the gradient of the vacuum level represents the electric
field within the semiconductor.
The electrons in the conduction band are negatively charged
particles which therefore move in a direction which opposes the
direction of the field. Electrons therefore move down hill
in the conduction band. Electrons in the valence band also move
in the same direction. The total current due to the electrons
in the valence band can therefore be written as:
(f36)
where V is the volume of the semiconductor, q is
the electronic charge and v is the
electron velocity.
The sum is taken over all occupied or filled states in the valence band.
This
expression can be reformulated by first taking the sum over all
the states in the valence band and subtracting the current due to the
electrons which are actually missing in the valence band. This last term
therefore
represents the sum taken over all the empty states in the valence band, or:
(f37)
The sum over all the states in the valence band has to equal zero
since electrons in a completely filled band do not contribute
to current, while the remaining term
can be written as:
(f38)
which states that the current is due to positively charged
particles associated with the empty states in the valence band. We call
these particles holes. Keep in mind that there is no real
particle associated with a hole, but rather that the combined behavior of
all the electrons which occupy states in the valence band is the same as that of positively charge
particles associated with the unoccupied states.
The reason the concept of holes simplifies the analysis is that the
density of states function of a whole band can be rather complex. However
it can be dramatically simplified if only states close to the band edge need
to be considered.
As illustrated by the above figure, the holes move in the direction of the field
(since they are positively charged particles). They move upward in the energy band
diagram similar to air bubbles in a tube filled with water
which is closed on each end.
2.2.3
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2.2.5
© Bart J. Van Zeghbroeck, 1996, 1997